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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-26
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-05-26
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Downers Grove IL 12/2014 03/2017
Massmutual Life Insurance Co Lisle IL 07/2016 Present
Mml Investors Services, Llc Lisle IL 03/2017 Present
  • 12/2014 → 03/2017
    Metlife Securities
    Downers Grove, IL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Lisle, IL
  • 03/2017 → Present
    Lisle, IL
Previous Registrations
  • 2014-12-03 → 2017-03-25
    Msi Financial Services, Inc.
    Downers Grove, IL
  • 2004-02-06 → 2014-11-24
    Msi Financial Services, Inc.
    Downers Grove, IL
    Downers Grove, IL
Other Businesses

(1) Name: Denis Kelly Inv rel: Y Addr: Residential Nature: Real Estate/I will handle the buying or selling of property that I own or want to buy. I do not actively practice the sale of real estate as an active broker. Position: Agent/Sales Start: 07/03/2017 No hrs/mo: 3 No hrs/mo dur trading: 0. (2) Name: Denis Kelly Inv rel: Y Addr: 2650 Warrenville Rd ste 100, Downers Grove IL 60515 Nature: Outside Insurance Brokerage/Trails from fixed Metlife business Position: Agent Start: 07/03/2017 No hrs/mo: 12 No hrs/mo dur trading: 4. (3) Name: Denis Kelly Inv rel: Y Addr: Residential Nature: Simple Rental Property (e.g. vacation home/res)/manage rental properties Position: Owner Start: 11/10/1978 No hrs/mo: 5 No hrs/mo dur trading: 0. (4) Name: Denis Kelly Inv Rel: Y Add: 2441 Warrenville Rd #300 Lisle IL 60532 Nature: Outside insurance sales Position: Insurance Broker No Hr/Mo: 2 No Hrs/Mo Dur Sec Trading: 0 Duties: Life Insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-02
S63 Uniform Securities Agent State Law Examination 2003-07-25
  • S65 Uniform Investment Adviser Law Examination
    2004-02-02
  • S63 Uniform Securities Agent State Law Examination
    2003-07-25
Designations
Other Names
  • Denis Kelly

View on SEC IAPD

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