Charles Frederick Gore Ii

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 03/2026
  Lpl Financial, Llc
  Lebanon, TN
• 03/2026 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-07-18 → 2026-03-24
  Lpl Financial Llc
  Nashville, TN
  Lebanon, TN
  Lebanon, TN
  Antioch, TN
  Nashville, TN
  Lebanon, TN
  Nashville, TN
  Nashville, TN
  Mt. Juliet, TN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH HTK Insurance INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 8/2003 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS fixed insurance products 2. NAME OF OTHER BUSINESS: HTK INSURANCE (IMO) INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: Life Insurance START DATE: 3/2003 POSITION/TITLE/RELATIONSHIP: Independent Contractor APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Life Insurance Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-17
• S63 Uniform Securities Agent State Law Examination
  2003-07-22

Other Names

• Chuck Frederick Gore Ii
• Charles Frederick Gore