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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2011-03-29 |
Branch Locations
115 N Castle Heights Ave Ste 205, Lebanon, TN 37087-2771 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lebanon | TN | 03/2011 | Present |
1. 03/28/2011 - RIVERSTONE WEALTH MANAGMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Time Spent 100% 2. 11/22/2023 - West Wilson Basketball Association - Outside/W-2 Employment - Referee - Not Investment Related - Mount Juliet, TN - Start Date 11/04/2023 - 16 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-27 |
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