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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-01 |
| TX | RA | APPROVED | 2024-02-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kipling Capital Inc | Palm Beach Gardens | FL | 07/2016 | 10/2019 |
| Deutsche Bank Securities Inc | Miami | FL | 10/2021 | 12/2023 |
| Db Usa Core Corp | Miami | FL | 09/2021 | 12/2023 |
| Pnc Wealth Management | Palm Beach | FL | 10/2019 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Palm Beach | FL | 01/2024 | Present |
| J.P. Morgan Securities Llc | Palm Beach | FL | 01/2024 | Present |
Musician: create, produce, perform, distribute music of many varieties. Performance fees, royalties, sales, etc. Business is NOT investment related. Nature of the business is musical. Minimal hours monthly. Never during trading hours. Been active since 2015.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-11 |
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