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James Joseph Mclaughlin

Fifth Third Securities, Inc.

Kimball, MI

St. Clair, MI

Fort Gratiot, MI

Marysville, MI

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-01-13
  • MI RA
    APPROVED
    Since 2014-01-13

Branch Locations

5314 Lapeer Rd., Kimball, MI 48074 • United States

200 South Riverside Avenue, St. Clair, MI 48079 • United States

3846 Pine Grove Ave., Fort Gratiot, MI 48059 • United States

3300 Gratiot Boulevard, Marysville, MI 48040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank St. Clair MI 04/2007 Present
Fifth Third Securities St. Clair MI 04/2007 Present
  • 04/2007 → Present
    Fifth Third Bank
    St. Clair, MI
  • 04/2007 → Present
    Fifth Third Securities
    St. Clair, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-10
S63 Uniform Securities Agent State Law Examination 2003-08-11
  • S66 Uniform Combined State Law Examination
    2014-01-10
  • S63 Uniform Securities Agent State Law Examination
    2003-08-11
Other Names
  • Joe Mclaughin

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · Kimball Township, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Port Huron, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Gratiot, MI
EQUITABLE ADVISORS, LLC · PORT HURON, MI
J.P. MORGAN SECURITIES LLC · FORT GRATIOT, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Marysville, MI
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AMERIPRISE FINANCIAL SERVICES, LLC · Port Huron, MI

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