Best Investors Account Sign in
Inactive

Gerald William Penegor

Edelman Financial Engines

Phoenix, AZ

Claim This Profile
Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-03
AZ RA APPROVED 2013-04-19
  • TX RA
    APPROVED_RES
    Since 2020-04-03
  • AZ RA
    APPROVED
    Since 2013-04-19

Branch Locations

4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Phoenix AZ 03/2013 10/2020
Financial Engines Advisors, L.L.C. Santa Clara CA 10/2020 Present
  • 03/2013 → 10/2020
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 10/2020 → Present
    Financial Engines Advisors, L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2010-02-08 → 2013-03-20
    M21 Consulting
    Paradise Valley, AZ
  • 2008-11-17 → 2010-06-23
    Applied Strategies And Counsel, Inc.
    Scottsdale, AZ
  • 2009-08-28 → 2010-06-14
    Visionquest Wealth Management, Llc
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-30
S63 Uniform Securities Agent State Law Examination 2003-09-09
  • S65 Uniform Investment Adviser Law Examination
    2008-10-30
  • S63 Uniform Securities Agent State Law Examination
    2003-09-09
Other Names
  • Jerry Penegor
  • Gerald W. Penegor
  • Gerald William Penegor

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor