Best Investors Account Sign in
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2011-01-03
  • SD RA
    APPROVED
    Since 2011-01-03

Branch Locations

6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sioux Falls SD 01/2011 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
Previous Registrations
  • 2003-11-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Sioux Falls, SD
    Sioux Falls, SD
Other Businesses

RENTAL PROPERTY; INV. RELATED; ESTELLINE, SD; 16.67% OWNERSHIP; 160 ACRES OF FARMLAND; START DATE 4/22/2015; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-03
  • S66 Uniform Combined State Law Examination
    2003-11-03
Other Names
  • Raela Danell Sherrill
  • Raela Danell Price

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Sioux Falls, SD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor