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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-27
DC RA APPROVED 2021-12-16
OK RA APPROVED 2021-12-06
TX RA APPROVED 2021-12-03
  • FL RA
    APPROVED
    Since 2022-01-27
  • DC RA
    APPROVED
    Since 2021-12-16
  • OK RA
    APPROVED
    Since 2021-12-06
  • TX RA
    APPROVED
    Since 2021-12-03

Branch Locations

1401 E Broward Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Irvine CA 07/2008 11/2018
Various Insurance Carriers For W&R Insurance Agencies Huntington Beach CA 07/2008 08/2020
Black Hills Holding Group Dallas TX 01/2008 08/2020
Paciugo Partners Inc. Dallas TX 09/2008 08/2020
Taylor Anderson 8809 Riverside CA 08/2011 08/2020
Ameriprise Financial Services Llc Los Angeles CA 08/2020 11/2021
Thrivent Investment Management Inc Fort Lauderdale FL 11/2021 Present
Thrivent Financial Appleton WI 11/2021 Present
  • 07/2008 → 11/2018
    Waddell & Reed, Inc.
    Irvine, CA
  • 07/2008 → 08/2020
    Various Insurance Carriers For W&R Insurance Agencies
    Huntington Beach, CA
  • 01/2008 → 08/2020
    Black Hills Holding Group
    Dallas, TX
  • 09/2008 → 08/2020
    Paciugo Partners Inc.
    Dallas, TX
  • 08/2011 → 08/2020
    Taylor Anderson 8809
    Riverside, CA
  • 08/2020 → 11/2021
    Los Angeles, CA
  • 11/2021 → Present
    Fort Lauderdale, FL
  • 11/2021 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2020-08-13 → 2021-11-10
    Los Angeles, CA
    San Diego, CA
    Newport Beach, CA
  • 2008-07-29 → 2020-08-17
    Waddell & Reed
    Virginia Beach, VA
    Raleigh, NC
    Riverside, CA
    Raleigh, NC
    Denver, CO
    Indian Wells, CA
    San Diego, CA
    Las Vegas, NV
    Brea, CA
    Ontario, CA
    Seal Beach, CA
    San Juan Capistrano, CA
    San Diego, CA
    Seal Beach, CA
    Estero, FL
    Riverside, CA
    Indian Wells, CA
    Del Mar, CA
    Ramona, CA
    Las Vegas, NV
    Irvine, CA
  • 2006-10-06 → 2008-07-28
    Phoenix, AZ
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-22
S66 Uniform Combined State Law Examination 2003-08-29
  • S65 Uniform Investment Adviser Law Examination
    2009-12-22
  • S66 Uniform Combined State Law Examination
    2003-08-29
Other Names
  • Taylor Anderson

View on SEC IAPD

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