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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-27 |
| DC | RA | APPROVED | 2021-12-16 |
| OK | RA | APPROVED | 2021-12-06 |
| TX | RA | APPROVED | 2021-12-03 |
Branch Locations
1401 E Broward Blvd, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Irvine | CA | 07/2008 | 11/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Huntington Beach | CA | 07/2008 | 08/2020 |
| Black Hills Holding Group | Dallas | TX | 01/2008 | 08/2020 |
| Paciugo Partners Inc. | Dallas | TX | 09/2008 | 08/2020 |
| Taylor Anderson 8809 | Riverside | CA | 08/2011 | 08/2020 |
| Ameriprise Financial Services Llc | Los Angeles | CA | 08/2020 | 11/2021 |
| Thrivent Investment Management Inc | Fort Lauderdale | FL | 11/2021 | Present |
| Thrivent Financial | Appleton | WI | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-22 |
| S66 | Uniform Combined State Law Examination | 2003-08-29 |
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