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Rebecca Carol Niccols

Morgan Stanley

Coral Springs, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-12
  • FL RA
    APPROVED
    Since 2023-06-12

Branch Locations

2825 N. University Drive Suite 400, Coral Springs, FL 33065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Philadelphia PA 01/2012 10/2016
Morgan Stanley Private Bank, N.A. Philadelphia PA 01/2012 10/2016
Morgan Stanley Coral Springs FL 10/2016 Present
Morgan Stanley Private Bank, N.A. Coral Springs FL 10/2016 Present
  • 01/2012 → 10/2016
    Morgan Stanley
    Philadelphia, PA
  • 01/2012 → 10/2016
    Morgan Stanley Private Bank, N.A.
    Philadelphia, PA
  • 10/2016 → Present
    Morgan Stanley
    Coral Springs, FL
  • 10/2016 → Present
    Morgan Stanley Private Bank, N.A.
    Coral Springs, FL
Previous Registrations
  • 2009-10-23 → 2010-08-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Blue Bell, PA
    Charlotte, NC
    Princeton, NJ
    Philadelphia, PA
    New York, NY
  • 2008-05-19 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Philadelphia, PA
    Princeton, NJ
  • 2003-10-20 → 2008-04-18
    Wells Fargo Investments, Llc
    Solana Beach, CA
    Solana Beach, CA
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-17
  • S66 Uniform Combined State Law Examination
    2003-10-17
Other Names
  • Rebecca Carol Cataldo
  • Rebecca C Niccols

View on SEC IAPD

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Other Investors

BRIAN ARTHUR RUBINO
DAVID G KUFFNER
RORY MICHELLE DOYLE
MICHAEL DAVID FROHMAN
BARBARA ANN MIKULSKI
PAUL DAVID SJOGREN
BLAKE M HALLOCK
TERESA MILDRED MCARDLE

Other Offices

CHARLES SCHWAB & CO., INC. · Coral Springs, FL
PROSPERITUS WEALTH ADVISORS · CORAL SPRINGS, FL
KOVACK ADVISORS, INC. · Coral Springs, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Coral Springs, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Coral Springs, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL SPRINGS, FL
CETERA INVESTMENT ADVISERS LLC · CORAL SPRINGS, FL
WELLS FARGO CLEARING SERVICES, LLC · CORAL SPRINGS, FL

More in Coral Springs, FL

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