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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| CO | RA | APPROVED | 2021-07-14 |
| UT | RA | APPROVED | 2017-06-07 |
| WA | RA | APPROVED | 2013-01-01 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
58 E. COLUMBUS CT. LLC, INV RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP, START 10/22/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RENTAL PROPERTY. COLUMBUS COURT HOMEOWNERS ASSOCIATION; INV RELATED; SALT LAKE CITY, UT; TREASURER; START: 12/01/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; MAINTAINING AND REPORTING ALL THE FINANCIAL RECORDS FOR THE ASSOCIATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-16 |
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