John William Mcconnell

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 10/2020
  Sowell Management
  Scottsdale, AZ
• 10/2014 → 08/2020
  Quantum
  Scottsdale, AZ
• 10/2020 → 05/2022
  One Seven Dba Mcconnell Financial
  Scottsdale, AZ
• 05/2022 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ

Previous Registrations

• 2020-10-27 → 2022-05-27
  Oneseven
  Scottsdale, AZ
  Beachwood, OH
• 2020-09-22 → 2020-10-07
  Sowell Management
  Scottsdale, AZ
• 2014-02-18 → 2014-08-05
  Msi Financial Services, Inc.
  Charlotte, NC
• 2004-01-05 → 2004-08-20
  Morgan Stanley Dw Inc.
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSES INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: LIFE AND DISABILITY POSITION: AGENT START DATE: 09/2003 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAINING ONLY

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-07-13
• S65 Uniform Investment Adviser Law Examination
  2020-05-28
• S66 Uniform Combined State Law Examination
  2013-10-28

Other Names

• John Mcconnell
• John William Mcconnell
• John W Mcconnell