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William B Cannon

LPl Financial LLC

Morganton, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-03-22
  • NC RA
    APPROVED
    Since 2011-03-22

Branch Locations

205 North King Street, Morganton, NC 28655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Morganton NC 03/2011 Present
Previous Registrations
Other Businesses

1. 12/18/2024 - Black and Associates, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date : 01/01/2025 - 160 Hours Per Month - 160 Hours During Trading. 2. 01/14/2025 - Black and Associates, LLC - Non Investment Related - Other - Loan - At Reported Business Location(s - Start Date : 01/01/2025 - 160 Hours Per Month - 160 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-07
  • S66 Uniform Combined State Law Examination
    2005-03-07
Other Names
  • William B Cannon

View on SEC IAPD

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