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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| KY | RA | APPROVED | 2017-11-14 |
| TN | RA | APPROVED | 2011-02-03 |
| WV | RA | APPROVED | 2009-06-01 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
500 Lee Street East Laidley Tower Suite 300, Charleston, WV 25339 • United States
1200 Third Avenue Suite 100, Huntington, WV 25701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Charleston | WV | 06/2009 | Present |
| Morgan Stanley Smith Barney Llc | Huntington | WV | 03/2025 | Present |
(1) 502095 / Shoals Elementary PTO / Not Investment Related / Charleston, WV / Children, Youth, Social & Recreational / Officer (non-board member),Treasurer / Start June 2022 / During business hours: 0 / After business hours: 5 / Administrative, Accounting, Bookkeeping, Check Signing, Funds Disbursements / voluntary school organization for parents and teachers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-09 |
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