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Dwayne Martin Dills

LPl Financial LLC

Asheville, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-01
  • NC RA
    APPROVED
    Since 2025-05-01

Branch Locations

460 Weaverville Rd Ste 4, Asheville, NC 28804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dwayne M Dills Cpa Pc Asheville NC 01/2005 Present
Southeast Investments N. C., Inc. Charlotte NC 09/2006 11/2021
Grove Point Investments, Llc Rockville FL 11/2021 05/2025
Lpl Financial Llc Asheville NC 05/2025 Present
  • 01/2005 → Present
    Dwayne M Dills Cpa Pc
    Asheville, NC
  • 09/2006 → 11/2021
    Southeast Investments N. C., Inc.
    Charlotte, NC
  • 11/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, FL
  • 05/2025 → Present
    Asheville, NC
Previous Registrations
  • 2022-05-04 → 2025-05-01
    Grove Point Advisors, Llc
    Asheville, NC
    Rockville, MD
  • 2004-03-02 → 2007-02-21
    U.S. Financial Advisors
    Asheville, NC
Other Businesses

1. 05/01/2025 - Security Planning Agency LLC - Non-Variable Insurance - Inv related - At reported business location(s) - Start date: 10/21/2021 - 5hrs/mnth 5 hrs during trading. 2. 05/01/2025 - Dwayne M Dills CPA CFP` PC - Tax Prep/Accounting/CPA - Inv related - WEAVERVILLE NC - Start date: 08/01/1997 - 110hrs/mnth 85 hrs during trading. 3. 05/01/2025 - Security Planning Advisors - DBA for LPL Business (entity for LPL business) - Inv related - At reported business location(s) - Start date: 10/21/2021 - 110hrs/mnth 110 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-05
  • S66 Uniform Combined State Law Examination
    2004-01-05
Designations

View on SEC IAPD

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