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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-01
TX RA APPROVED_RES 2024-11-01
  • NY RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED_RES
    Since 2024-11-01

Branch Locations

1408 Sweet Home Road Ste. 6, Amherst, NY 14228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Amherst NY 02/2009 11/2017
The Investment Center Inc Amherst NY 11/2017 11/2024
Ic Advisory Services Inc Amherst NY 11/2017 11/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2024 Present
  • 02/2009 → 11/2017
    Invest Financial Corporation
    Amherst, NY
  • 11/2017 → 11/2024
    The Investment Center Inc
    Amherst, NY
  • 11/2017 → 11/2024
    Ic Advisory Services Inc
    Amherst, NY
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2017-11-27 → 2024-11-04
    Ic Advisory Services, Inc.
    Amherst, NY
    Bedminster, NJ
  • 2016-03-07 → 2017-11-28
    Invest Financial Corporation
    Amherst, NY
Other Businesses

1. ANTHONY SCALISE, 1408 Sweet Home Road, Suite 6, Amherst NY 14228, United States, 11/01/2024, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 4 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/01/2024 3. SY ASSOCIATES, 1408 Sweet Home Road, Suite 6, Amherst NY 14228, United States, 05/01/2025, DBA Name, INV REL, 173 HR/MO - 140 HR/MO TRADING 4. ANTHONY SCALISE, 1408 Sweet Home Road, Suite 6, Amherst NY 14228, United States, 08/27/2025, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 4 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-03
S63 Uniform Securities Agent State Law Examination 2003-08-18
  • S65 Uniform Investment Adviser Law Examination
    2016-03-03
  • S63 Uniform Securities Agent State Law Examination
    2003-08-18
Other Names
  • Anthony Scalise

View on SEC IAPD

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