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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-14
CT RA APPROVED 2021-06-07
NJ RA APPROVED 2021-06-07
NY RA APPROVED 2021-06-07
  • FL RA
    APPROVED
    Since 2021-07-14
  • CT RA
    APPROVED
    Since 2021-06-07
  • NJ RA
    APPROVED
    Since 2021-06-07
  • NY RA
    APPROVED
    Since 2021-06-07

Branch Locations

370 Ethan Allen Hwy, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Rio Insurance Agency Ridgefield CT 11/2003 Present
State Farm Vp Management Corp Ridgefield CT 11/2003 Present
State Farm Investment Management Corp Ridgefield CT 06/2021 Present
  • 11/2003 → Present
    Charles Rio Insurance Agency
    Ridgefield, CT
  • 11/2003 → Present
    State Farm Vp Management Corp
    Ridgefield, CT
  • 06/2021 → Present
    Ridgefield, CT
Other Businesses

1) Rio Properties, LLC, non-investment-related, 370 Ethan Allen Hwy Ridgefield CT 06487, In process of setting up an LLC for the Purchase of commercial Real Estate property where my State Farm office is currently located., president, owner, partner, secretary, treasurer, 04-01-2019, The property being purchased is 3 acres and includes 2 buildings - one that houses his agency and a separate residential apartment building. The 2 buildings are not physically connected in any way and the apartments are accessed from a separate roadway (you cannot even see the residential apartment building from the road where the agency is located). Control of the checkbook, Review bank statements, Make deposits in the checking account, Pay bills/Co-Signor on checking account , Ownership of the building. The LLC has not yet been formed but an offer on the property has been accepted, 20hr/mo. 2hr/mo. 2) Charles Rio Insurance Agency; Investment-related;370 Ethan Allen Hwy Ridgefield, CT 06877-4723; ; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;11/01/2003 ; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-17
  • S63 Uniform Securities Agent State Law Examination
    2003-07-17
Designations

View on SEC IAPD

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