Scicile Dawn Lindsay

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2019-01-22

MS RA
APPROVED

Since 2019-01-22

Branch Locations

101 Veterans Memorial Dr, Kosciusko, MS 39090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Kosciusko	MS	11/2014	Present
Lindsay Cpa Firm	Kosciusko	MS	02/2014	Present

11/2014 → Present

Lpl Financial Llc

Kosciusko, MS
02/2014 → Present

Lindsay Cpa Firm

Kosciusko, MS

Other Businesses

1)9/12/18- Redbud Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Kosciusko, MS - start dat 1/1/217- 50hrs/mth -65% 2_9/12/18- Lindsay CPA Firm- Tax Prep/Accounting/CPA- CPA/Owner - Inv. Related- Kosciusko, MS - start date 2/1/15- 35 hrs/mth - 45%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-11

S66 Uniform Combined State Law Examination

2019-01-11

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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