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Christy N Hornaday

Stifel, Nicolaus & Company, Incorporated

Little Rock, AR

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-02
AR RA APPROVED 2018-01-30
  • TX RA
    APPROVED_RES
    Since 2018-05-02
  • AR RA
    APPROVED
    Since 2018-01-30

Branch Locations

11300 Cantrell Road Suite 101, Little Rock, AR 72212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Little Rock AR 07/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-26
S63 Uniform Securities Agent State Law Examination 2007-12-03
  • S65 Uniform Investment Adviser Law Examination
    2018-01-26
  • S63 Uniform Securities Agent State Law Examination
    2007-12-03
Other Names
  • Christy Hornaday
  • Christy Nicole Davis
  • Christy Davis Hornaday

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
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STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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