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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED | 2022-11-02 |
Branch Locations
9400 Holly Ave Ne, Bldg #4, Albuquerque, NM 87122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eddie Fernandez Accounting Services | Albuquerque | NM | 12/1997 | Present |
| Fernandez Financial Services | Albuquerque | NM | 11/2000 | Present |
| Legacy Financial Group | Albuguerque | NM | 11/1997 | Present |
| Edwin S. Fernandez | Albuquerque | NM | 12/1999 | Present |
| Fernandez Financial Services | Albuquerque | NM | 11/1997 | Present |
| Voya Financial Advisors | Albuquerque | NM | 09/2014 | 11/2022 |
| Lpl Financial, Llc | Albuquerque | NM | 11/2022 | Present |
1. 11/02/2022 - LEGACY FINANCIAL GROUP/ DBA NAME FOR LPL FINANCIAL BUSINESS/ INVESTMENT RELATED/ 0%/ ALBUQUERQUE, NM 2. 01/01/2005 - QUATTRO EXECUTIVE CENTER, LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 5%/ 9400 HOLLY AVE NE BLDG #4, ALBUQUERQUE, NM 87122 3. 01/01/1997 - FERNANDEZ FINANCIAL SERVICES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ ALBUQUERQUE, NM 4. 01/06/2023 - FERNANDEZ FINANCIAL SERVICES, PC, CPA PRACTICE - DBA: Legacy Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President/CEO - Start Date: 04/23/2001 - 20 Hours Per Month/2 Hours During Securities Trading. 5. 06/14/2023 - No Business Name - Not Investment Related - Rio Rancho, NM - Real Estate Rental - Start Date 06/01/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-10 |
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