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Edwin Stephen Fernandez

LPl Financial LLC

Albuquerque, NM

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-11-03
TX RA APPROVED 2022-11-02
  • NM RA
    APPROVED
    Since 2022-11-03
  • TX RA
    APPROVED
    Since 2022-11-02

Branch Locations

9400 Holly Ave Ne, Bldg #4, Albuquerque, NM 87122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eddie Fernandez Accounting Services Albuquerque NM 12/1997 Present
Fernandez Financial Services Albuquerque NM 11/2000 Present
Legacy Financial Group Albuguerque NM 11/1997 Present
Edwin S. Fernandez Albuquerque NM 12/1999 Present
Fernandez Financial Services Albuquerque NM 11/1997 Present
Voya Financial Advisors Albuquerque NM 09/2014 11/2022
Lpl Financial, Llc Albuquerque NM 11/2022 Present
  • 12/1997 → Present
    Eddie Fernandez Accounting Services
    Albuquerque, NM
  • 11/2000 → Present
    Fernandez Financial Services
    Albuquerque, NM
  • 11/1997 → Present
    Legacy Financial Group
    Albuguerque, NM
  • 12/1999 → Present
    Edwin S. Fernandez
    Albuquerque, NM
  • 11/1997 → Present
    Fernandez Financial Services
    Albuquerque, NM
  • 09/2014 → 11/2022
    Voya Financial Advisors
    Albuquerque, NM
  • 11/2022 → Present
    Albuquerque, NM
Previous Registrations
  • 2011-01-03 → 2022-11-03
    Dallas, TX
    Albuquerque, NM
    Phoenix, AZ
    Scottsdale, AZ
    San Jose, CA
    Phoenix, AZ
    Redlands, CA
    Redlands, CA
  • 2004-06-30 → 2011-01-03
    Voya Financial Partners, Llc
    Phoenix, AZ
    Albuquerque, NM
    Addison, TX
    Albuquerque, NM
  • 2000-10-11 → 2004-06-30
    Albuquerque, NM
Other Businesses

1. 11/02/2022 - LEGACY FINANCIAL GROUP/ DBA NAME FOR LPL FINANCIAL BUSINESS/ INVESTMENT RELATED/ 0%/ ALBUQUERQUE, NM 2. 01/01/2005 - QUATTRO EXECUTIVE CENTER, LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 5%/ 9400 HOLLY AVE NE BLDG #4, ALBUQUERQUE, NM 87122 3. 01/01/1997 - FERNANDEZ FINANCIAL SERVICES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ ALBUQUERQUE, NM 4. 01/06/2023 - FERNANDEZ FINANCIAL SERVICES, PC, CPA PRACTICE - DBA: Legacy Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President/CEO - Start Date: 04/23/2001 - 20 Hours Per Month/2 Hours During Securities Trading. 5. 06/14/2023 - No Business Name - Not Investment Related - Rio Rancho, NM - Real Estate Rental - Start Date 06/01/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-27
S63 Uniform Securities Agent State Law Examination 1999-12-10
  • S65 Uniform Investment Adviser Law Examination
    2000-09-27
  • S63 Uniform Securities Agent State Law Examination
    1999-12-10
Designations
Other Names
  • Eddie Fernandez
  • Edwin Stephen Fernandez

View on SEC IAPD

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