Gary R. Smith

Current Employers

Employment History

• 02/2014 → 12/2022
  Cantella & Co., Inc.
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2014 → 06/2023
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2014-02-12 → 2023-06-07
  Cantella & Co., Inc.
  Auburn, ME
  Malden, MA
  Portland, ME
  Malden, MA
  Malden, MA
• 2009-12-23 → 2014-02-12
  Msi Financial Services, Inc.
  Falmouth, ME
  Falmouth, ME
  Auburn, ME
  Auburn, ME

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) NEW ENGLAND MEDICARE ADVISORS, 75 Pearl Street, Suite 204, Portland ME 04101, 09/25/2023, Owner, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 5 HR/MO TRADING 3) THE OSPREY AVENUE PRIVATE ROAD ASSOCIATION, 219 Royall Point Road, Yarmouth ME 04096, 09/25/2023, Secretary, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 4) WEALTHSMITH FINANCIAL PLANNING LLC, 75 Pearl Street, Suite 204, Portland ME 04101, 09/25/2023, Owner, DBA Name, INV REL, 200 HR/MO - 90 HR/MO TRADING 5) MAINE DIVORCE FINANCIAL ANALYSTS LLC, 7 OSPREY AVE, Suite 204, Portland ME 04101, 07/2025, Owner, Divorce Planning Services, NIR, 15 HR/MO, 3 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-17
• S63 Uniform Securities Agent State Law Examination
  2007-11-17

Designations