Michael Douglas Weldy

Current Employers

Employment History

• 12/2013 → 08/2018
  Cetera Advisors Llc
  Denver, CO
• 11/2016 → Present
  Dba Weldy Financial & Wealth Management
  West Chester, OH
• 11/2016 → Present
  Fixed Insurance With Various Companies
  West Chester, OH
• 08/2018 → Present
  The O.N. Equity Sales Company
  Cincinnati, OH
• 07/2018 → Present
  Ohio National Financial Services
  Cincinnati, OH

Previous Registrations

• 2013-12-05 → 2018-08-02
  Cetera Advisors Llc
  Toledo, OH
  West Chester, OH
  Greenwood Village, CO
• 2009-01-29 → 2013-12-06
  Invest Financial Corporation
  Hamilton, OH
  Cincinnati, OH
• 2007-01-25 → 2009-01-13
  Edward Jones
  Hamilton, OH
• 2003-10-27 → 2003-12-09
  Ameriprise Financial Services, Llc
  Cincinnati, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: 9435 Waterstone Blvd Suite 280 Cincinnati OH 45249; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/15/2016; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: DBA WELDY FINANCIAL & WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: 9435 Waterstone blvd Suite280 Cincinnati OH 45249; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/15/2016; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT;APX NUMBER OF HOURS PER WEEK: 5 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE. 3. 2). The Quantum Group, LLC; Investment related; 18700 Hayden Road, Scottsdale, AZ 85255; Life insurance sells; agent; 11-12-2025-present; 10 hours/month (10 during securities trading); provide life insurance for clients when needed through Oneamerica.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-11-26