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Current Employers
Global Wealth Management Investment Advisory, Inc.

1301 East Broward Blvd Suite 200, Fort Lauderdale, FL 33301 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-04-14
  • FL RA
    APPROVED
    Since 2017-04-14

Branch Locations

1301 East Broward Blvd Suite 200, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John S Thomas Pa Pompano Beach FL 04/2011 12/2022
Gf Investment Services Llc Sarasota FL 07/2014 08/2017
Global Financial Private Capital, Llc Sarasota FL 07/2014 08/2017
Global Wealth Management Investment Advisory, Inc. Fort Lauderdale FL 02/2017 Present
Global Wealth Retirement Planning, Llc Fort Lauderdale FL 08/2014 Present
Madison Avenue Securities, Llc San Diego CA 08/2017 12/2023
Madison Avenue Securities San Diego CA 01/2025 12/2025
  • 04/2011 → 12/2022
    John S Thomas Pa
    Pompano Beach, FL
  • 07/2014 → 08/2017
    Gf Investment Services Llc
    Sarasota, FL
  • 07/2014 → 08/2017
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 02/2017 → Present
    Fort Lauderdale, FL
  • 08/2014 → Present
    Global Wealth Retirement Planning, Llc
    Fort Lauderdale, FL
  • 08/2017 → 12/2023
    Madison Avenue Securities, Llc
    San Diego, CA
  • 01/2025 → 12/2025
    Madison Avenue Securities
    San Diego, CA
Previous Registrations
  • 2014-08-01 → 2018-04-19
    Global Financial Private Capital, Inc.
    Fort Lauderdale, FL
    Sarasota, FL
  • 2009-09-14 → 2014-08-01
    Pompano Beach, FL
  • 2008-02-20 → 2009-10-10
    Raymond James Financial Services, Inc.
    Pompano Beach, FL
    Ft. Lauderdale, FL
  • 2006-02-06 → 2008-03-12
    Costa Financial Group, Inc.
    Boca Raton, FL
Other Businesses

NAME: GLOBAL WEALTH RETIREMENT PLANNING, LLC; INV RELATED:YES; ADDRESS: 1301 E. BROWARD BLVD SUITE 200, FORT LAUDERDALE, FL 33301; NATURE:INSURANCE; POSITION:WEALTH ADVISOR, CLIENT SERVICES, INSURANCE AGENT; START DATE:08/2014; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:CLIENT SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-07
S63 Uniform Securities Agent State Law Examination 2003-10-07
  • S65 Uniform Investment Adviser Law Examination
    2005-04-07
  • S63 Uniform Securities Agent State Law Examination
    2003-10-07
Designations

View on SEC IAPD

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