Rachel E Carter

Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 01/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, NC
• 12/2014 → 01/2024
  Bank Of America N.A.
  Wilmington, NC
• 01/2024 → Present
  Sanctuary Securities, Inc.
  Sneads Ferry, NC
• 01/2024 → Present
  Sanctuary Advisors Llc
  Sneads Ferry, NC

Previous Registrations

• 2014-11-14 → 2024-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, NC
  Sneads Ferry, NC
• 2013-02-15 → 2014-11-19
  Morgan Stanley
  Charlotte, NC

Other Businesses

1) Name: Rachel Carter Images LLC Position: Photographer Nature: Photography Investment Related: No Hours: 40 Securities Trading Hours: 0 Start Date: 1/1/2017 Address: 987 Chadwick Shores Dr, Sneads Ferry NC 28460, United States Description: Hospitality & travel photos 2) Name: American Retirement Association PAC Position: Member Nature: The American Retirement Association is a non-profit professional organization with two major goals: to educate all retirement plan and benefits professionals, and to create a framework of policy that gives every working American the ability to have a comfortable retirement. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 1/1/2023 Address: 4401 Fairfax Dr #600, Arlington VA 22203, United States Description: No responsibilities; participate in retirement advocacy; donate to the general political action committee 3) Name: Ocean Fest, Inc Position: Communications Manager Nature: The mission of Ocean Fest, Inc. is to celebrate and protect Mother Ocean while supporting other like-minded nonprofit organizations. Investment Related: No Hours: 20 Securities Trading Hours: 0S tart Date: 3/1/2022 Address: 2761 NC HWY 210 E, Suite G, #173, Hampstead NC 28443, United States Description: Year round volunteer for the management of communications both internally with Ocean Fest and externally with the public. 4) Name: NAPA Certification Governance Council Position: Member Nature: NAPA-CGC functions autonomously regarding the establishment and refinement of all essential certification decisions having to do with the NAPA Certified Plan Fiduciary Advisor (CPFA ®) certification program. Investment Related: No Hours: 5 Securities Trading Hours: 5 Start Date: 1/1/2024 Address: 4401 N. Fairfax Dr. | Ste. 600, Arlington VA 22203, United States Description: Can complete this in January after the kickoff call where they tell us 5) Name: Name: American Retirement Association Position: Member - Government Affairs Committee Nature: The American Retirement Association is comprised of five premier retirement industry associations; the American Society of Pension Professionals & Actuaries (ASPPA), the American Society of Enrolled Actuaries (ASEA), the National Association of Plan Advisors (NAPA), the National Tax-deferred Savings Association (NTSA), and the Plan Sponsor Council of America (PSCA). Based in the Washington, D.C. area, the American Retirement Association is a non-profit professional organization with two major goals: to educate all retirement plan and benefits professionals, and to create a framework of policy that gives every working American the ability to have a comfortable retirement. Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 1/31/2023 Address: 4401 Fairfax Dr #600, Arlington VA 22203, United States Description: One hour a month on calls listening to potential legislative updates on bills affecting retirement plans. 6) Name: Coastal Carolina Riverwatch Position: Board Member Nature: Coastal Carolina Riverwatch (CCRW) is a women-led grassroots organization driven by the voices of the coast and working through community collaboration to protect water quality and coastal habitat Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 1/26/2024 Address: 4915 Arendell Street. Suite J, PMB 223, Morehead City NC 28557, United States Description: Attend quarterly board meetings

Exams

• S66 Uniform Combined State Law Examination
  2013-02-14
• S63 Uniform Securities Agent State Law Examination
  2006-12-07

Other Names

• Rachel E. Carter
• Rachel Elise Carter