Best Investors Account Sign in
Inactive

Charlotte Bowman Sargeant

Heritage Financial Advisors, LLC

Waterville, OH

Claim This Profile
Current Employers
Heritage Financial Advisors, Llc

103 North River Road Suite A, Waterville, OH 43566 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-09-15
  • OH RA
    APPROVED
    Since 2010-09-15

Branch Locations

103 North River Road Suite A, Waterville, OH 43566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Financial Advisors, Llc Waterville OH 08/2010 Present
Previous Registrations
  • 2006-07-12 → 2010-10-19
    Obs Financial
    Concord, CA
  • 2003-06-26 → 2006-07-12
    Obs Brokerage Services, Inc.
    Waterville, OH
Other Businesses

NORTH COAST FINANCIAL ADVISORS,LTD/MANAGING MEMBER(2004-PRESENT)/INVESTMENT RELATED: YES/ENTITY OWNS 48% OF HERITAGE FINANCIAL ADVISORS, LLC (RIA)/160 HOURS PER MONTH DURING MARKET HOURS. SWISS CO., LTD./MANAGING MEMBER(2004-PRESENT)/INVESTMENT RELATED: NO/ENTITY IS ENGAGED IN COMMERCIAL REAL ESTATE./2-4 HOURS PER MONTH NOT DURING MARKET HOURS. INSURANCE AGENT/2000-PRESENT/FIXED INSURANCE PRODUCTS/4 HOURS PER MONTH DURING BUSINESS HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-30
  • S65 Uniform Investment Adviser Law Examination
    1999-09-30
Designations
Other Names
  • Charlotte B Sargeant

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIFTH THIRD SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES
KESTRA PRIVATE WEALTH SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
APRICITY FINANCIAL PLANNING

Other Investors

Kari Annette Williams
Michelle D Parsons
NATHAN D BREESE
TATE CARNICOM
JAMES MAXWELL
Nathaniel Joseph Francis
Reed Daniel Geiger
GREGORY JAMES DURIVAGE

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WATERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WATERVILLE, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Waterville, OH
THRIVENT INVESTMENT MANAGEMENT INC. · Waterville, OH
EDWARD JONES · WATERVILLE, OH
KESTRA PRIVATE WEALTH SERVICES, LLC · Waterville, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Perrysburg, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Whitehouse, OH

More in Waterville, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor