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213 15Th Avenue Ne, Waseca, MN 56093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-05 |
| TX | RA | APPROVED_RES | 2024-04-05 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Waseca | MN | 04/2012 | 11/2017 |
| Lpl Financial Llc | Waseca | MN | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Waseca | MN | 07/2021 | Present |
| Iwealth Financial, Llc | Waseca | MN | 04/2024 | Present |
1. 01/12/2018 - iWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 04/01/2012 - 160 hours per month/ 120 hours during securities trading. 2. 1/16/2018 - K C Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Insurance Sales - start date 12/01/2017 - 50 hours per month/10 hours during securities trading. 3. 5/2/2018 - KC Group, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Vice President - Started 09/25/2017 - 5 Hours Per Month During Securities Trading. 4. 12/11/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Start Date: 05/21/2013 - 1 Hour Per Month/1 Hour During Securities Trading - Minnesota Notary. 5. 8/3/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/02/2021 - 60 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/16/2024 - iWealth Financial, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/15/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through iWealth Financial, LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/04/2025 - iWealth Private Client Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-28 |
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