Best Investors Account Sign in
Current Employers
Iwealth

213 15Th Avenue Ne, Waseca, MN 56093 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-05
TX RA APPROVED_RES 2024-04-05
  • MN RA
    APPROVED
    Since 2024-04-05
  • TX RA
    APPROVED_RES
    Since 2024-04-05

Branch Locations

213 15Th Avenue Ne, Waseca, MN 56093 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29

Branch Locations

213 15Th Ave Ne, Waseca, MN 56093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Waseca MN 04/2012 11/2017
Lpl Financial Llc Waseca MN 11/2017 Present
Ica Group Wealth Management, Llc Waseca MN 07/2021 Present
Iwealth Financial, Llc Waseca MN 04/2024 Present
  • 04/2012 → 11/2017
    Investment Centers Of America, Inc.
    Waseca, MN
  • 11/2017 → Present
    Waseca, MN
  • 07/2021 → Present
    Ica Group Wealth Management, Llc
    Waseca, MN
  • 04/2024 → Present
    Iwealth Financial, Llc
    Waseca, MN
Previous Registrations
  • 2021-08-02 → 2024-06-21
    Ica Group Wealth Management, Llc
    Waseca, MN
    Denver, CO
  • 2012-06-13 → 2017-11-29
    Investment Centers Of America, Inc.
    Waseca, MN
Other Businesses

1. 01/12/2018 - iWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 04/01/2012 - 160 hours per month/ 120 hours during securities trading. 2. 1/16/2018 - K C Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Insurance Sales - start date 12/01/2017 - 50 hours per month/10 hours during securities trading. 3. 5/2/2018 - KC Group, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Vice President - Started 09/25/2017 - 5 Hours Per Month During Securities Trading. 4. 12/11/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Start Date: 05/21/2013 - 1 Hour Per Month/1 Hour During Securities Trading - Minnesota Notary. 5. 8/3/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/02/2021 - 60 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/16/2024 - iWealth Financial, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/15/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through iWealth Financial, LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/04/2025 - iWealth Private Client Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 10 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-11
S63 Uniform Securities Agent State Law Examination 2003-08-28
  • S66 Uniform Combined State Law Examination
    2012-06-11
  • S63 Uniform Securities Agent State Law Examination
    2003-08-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Waseca, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor