Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-01-29
  • MN RA
    APPROVED
    Since 2025-01-29

Branch Locations

1600 Utica Ave S, 9Th Floor, St Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Plymouth MN 12/2019 02/2023
Shipt Minneapolis MN 08/2021 10/2021
Unemployed St Louis Park MN 10/2019 11/2019
People For Parks Plymouth MN 05/2019 06/2019
Sequel Response Eden Prairie MN 01/2019 09/2019
Unemployed St Louis Park MN 09/2016 12/2018
Ameriprise Financial Services, Llc Edina MN 03/2023 01/2025
Cetera Wealth Services, Llc El Segundo CA 01/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
Stein Financial Group St Louis Park MN 10/2024 Present
  • 12/2019 → 02/2023
    Plymouth, MN
  • 08/2021 → 10/2021
    Shipt
    Minneapolis, MN
  • 10/2019 → 11/2019
    Unemployed
    St Louis Park, MN
  • 05/2019 → 06/2019
    People For Parks
    Plymouth, MN
  • 01/2019 → 09/2019
    Sequel Response
    Eden Prairie, MN
  • 09/2016 → 12/2018
    Unemployed
    St Louis Park, MN
  • 03/2023 → 01/2025
    Edina, MN
  • 01/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Schaumburg, IL
  • 10/2024 → Present
    Stein Financial Group
    St Louis Park, MN
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: RENTAL PROPERTIES INVESTMENT RELATED: NO ADDRESS: ST. LOUIS PARK, MN, 55426 AND MINNEAPOLIS, MN 55418 NATURE OF BUSINESS: REAL ESTATE START DATE: 11/2023, 10/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SOLE OWNER OF TWO REAL ESTATE RENTAL PROPERTIES, I AM RESPONSIBLE FOR ALL DUTIES; 2. NAME OF OTHER BUSINESS: STEIN FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WORKING WITH CLIENTS ON FINANCIAL PLANS AND MAKING SECURITIES RECOMMENDATIONS AS WELL AS DOING THOSE TRANSACTIONS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-25
  • S66 Uniform Combined State Law Examination
    2022-08-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St Louis Park, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor