James E Baltzersen

Current Employers

Employment History

• 06/2012 → 09/2019
  Summit Brokerage Services
  Crowne Point, IN
• 09/2019 → 04/2021
  Cetera Advisor Networks Llc
  Crown Point, IN
• 04/2021 → Present
  Prospera Financial Servicces
  Dallas, TX

Previous Registrations

• 2012-06-25 → 2021-04-09
  Summit Financial Group Inc
  Crown Point, IN
• 2007-01-26 → 2012-06-05
  Edward Jones
  Crown Point, IN
  Crown Point, IN

Other Businesses

1) RIVERSTONE FINANCIAL GROUP; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; INVESTMENT AND FINANCIAL SERVICES; PRESIDENT; 06/27/2012; APPX 160 HOURS/MONTH; APPX 160 HOURS/MONTH DURING TRADING; GENERAL INVESTMENT AND FINANCIAL SERVICES FOR CLIENTS. 2) MR. BALTZERSEN IS BAORD MEMBER OF ROTARY INTERNATIONAL LOCATED CROWN POINT ROTARY PO BOX 111 CROWN POINT, IN 46307.THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME CONDUCTING THIS BUSINESS DURING MARKET HOURS. NO COMPENSATION AT THIS TIME. 3) HERITAGE BAPTIST CHURCH; INVESTMENT RELATED - [NO]; 9903 MERRILLVILLE RD, CROWN POINT, IN 46307; CHURCH; BOARD MEMEMBER; START DATE [02/2025]; 12 HOURS PER MONTH; 2 DURING TRADING HOURS; LEADERSHIP, DISCIPLESHIP, AND ORGANIZATION OF MANY ASPECTS OF THE FUNCTIONAL RESPONSIBILITIES OF THE CHURCH. 4.) MR. BALTZERSEN IS PARTER/OWNER OF RIVERSTON PROPERTIES LLC., LOCATED AT 207 N MAIN ST. CROWN POINT, IN 46307. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% ID HIS WEEKING TIME NONE DURING MARKET HOURS. THIS BUSINESS GENERATES INCOME FROM RENT. 5.) MR. BALTZERSEN IS A VOLUNTEER OF ROTARY INTERNATIONAL DISTRICT 6540 LOCATED AT P.O.BOX 161 RENSSELAER, IN 47978.THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME CONDUCTING THIS BUSINESS DURING MARKET HOURS. NO COMPENSATION AT THIS TIME.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-16
• S63 Uniform Securities Agent State Law Examination
  2003-08-28