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Rodolfo Benjamin Zamora

LPl Financial LLC

Metaire, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-06-26
LA RA APPROVED 2018-02-14
TX RA APPROVED 2018-02-14
  • MS RA
    APPROVED
    Since 2023-06-26
  • LA RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED
    Since 2018-02-14

Branch Locations

6620 Riverside Dr, Suite 102, Metaire, LA 70003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 05/2016 02/2018
Lpl Financial Llc Metairie LA 02/2018 Present
  • 05/2016 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Metairie, LA
Previous Registrations
  • 2016-05-09 → 2018-02-14
    Invest Financial Corporation
    Metairie, LA
    Metairie, LA
    Clearwater, FL
    Appleton, WI
  • 2006-08-29 → 2016-05-10
    Richmond, VA
    Kenner, LA
    Metairie, LA
    Austin, TX
    Metairie, LA
    Kenner, LA
Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 3/27/2009 - 20 Hours Per Month/10 Hours During Securities Trading - Life, LTC, DI, Fixed Annuities. 2. 02/14/2018 - Red Zone Financial Advisor - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/2/2016 - 200 Hours Per Month/100 Hours During Securities Trading. 3. 7/12/2019 - Ben Zamora LLC - DBA: Red Zone Financial Advisors - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner/Registered Rep. - Started 04/04/2019 - 160 Hours Per Month/6 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-27
S63 Uniform Securities Agent State Law Examination 2012-12-19
  • S65 Uniform Investment Adviser Law Examination
    2016-04-27
  • S63 Uniform Securities Agent State Law Examination
    2012-12-19
Other Names
  • Benji Zamora
  • R. Benjamin Zamora
  • Ben Zamora

View on SEC IAPD

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