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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2023-06-26 |
| LA | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
6620 Riverside Dr, Suite 102, Metaire, LA 70003 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 05/2016 | 02/2018 |
| Lpl Financial Llc | Metairie | LA | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 3/27/2009 - 20 Hours Per Month/10 Hours During Securities Trading - Life, LTC, DI, Fixed Annuities. 2. 02/14/2018 - Red Zone Financial Advisor - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/2/2016 - 200 Hours Per Month/100 Hours During Securities Trading. 3. 7/12/2019 - Ben Zamora LLC - DBA: Red Zone Financial Advisors - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner/Registered Rep. - Started 04/04/2019 - 160 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-19 |
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