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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-03-07 |
Branch Locations
400 Broadway 4Th Floor, Cincinnati, OH 45202 • United States
1700 West Highway 36 Suite 380, Roseville, MN 55113 • United States
775 Prairie Center Dr Ste 155, Eden Prairie, MN 55344 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Fargo | ND | 10/2003 | 11/2018 |
| Nylife Securities Inc. | Fargo | ND | 01/2004 | 11/2018 |
| Eagle Strategies Llc | Reno | NV | 04/2012 | 11/2018 |
| Western Southern Life | St. Paul | MN | 11/2018 | Present |
| W&S Brokerage Services | Cincinnati | OH | 12/2018 | Present |
WESTERN SOUTHERN LIFE- NO- ST. PAUL, MN- FULL TIME AGENCY MANAGER/// [Minnetonka Youth Hockey; helping coach my sons squirt team for Minnetonka Youth Hockey. I will be on the ice three to four times a week for about an hour during the evening for practice and games.; 18313 Highway 7 Minnetonka, MN 55345; Start Date 10/2016; Role/Title: Volunteer; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products.; 3600 Minnesota Drive, Suite 100 Edina, MN 55435; Start Date 04/2018; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] Youth hockey referee - Independent contractor, Chanhassen MN, 10-15hrs/month, $20-$30 per game compensation, Not securities related./// Rental Property -Chanhassen, MN representative renting out former residence through a property management company. Passive Rental income, Not securities related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-24 |
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