Mitchell S Flax

Current Employers

Employment History

• 04/2013 → 12/2020
  Massachusetts Mutual Life Insurnace Company
  Springfield, MA
• 05/2014 → 12/2020
  Mml Distributors, Llc
  North Richland Hills, TX
• 01/2021 → 05/2021
  Bv Securities
  Dallas, TX
• 01/2021 → Present
  Net Equity Capital, Llc
  Austin, TX
• 05/2023 → Present
  Finalis Securities Llc
  New York, NY

Previous Registrations

• 2009-12-08 → 2013-03-25
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 2008-11-25 → 2009-06-01
  Columbia Management Investment Advisers, Llc
  Boston, MA
• 2005-01-26 → 2006-04-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Henderson, NV
  Henderson, NV

Other Businesses

1.) Net Equity Capital; Investment-related; 1401 Lavaca #834, Austin, TX 78701; CEO/Founder; 01/01/2021; 75 during trading hours; ALTS OCIO and due diligence 2.) Bet The Algo; Not Investment-related; 5900 BALCONES DR STE 100, Austin, TX 78731-4298; Podcast Host; 05/12/2022; 0 during trading hours; Sport Podcast 3.) The Agency; Investment-related; 7427 N Lamar Blvd, Austin, TX 78752; Agent; 01/31/2021; 3-4, 0 during trading hours; selling homes 4.) 2302 Santa Rosa LLC; Investment-related; 2302 Santa Rosa, Austin, TX 78702; Single family real estate development; 50% Owner; 09/01/2023; 2 hours per month, 0 during trading hours; Manage development and sourcing of some of the materials. 5.) North American Modular; Investment related; 5900 Balcones Dr #100, Austin, TX, 78731; Nature: Supplier/Wholesaler of shipping container modular dwellings; Position: Managing Member; Start Date: 07/21/2025; 5 hours per month; 0 hours during trading hours; Duties: Establish connection with manufacturer and retailers 6.) NAM Container Systems LLC; not investment related; 5900 Balcones, STE 100, Austin, TX, 78702; Managing Member; 09/09/2025; 10; 1; Finances, turnaround .

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-02
• S66 Uniform Combined State Law Examination
  2005-01-25
• S63 Uniform Securities Agent State Law Examination
  2003-08-06

Other Names

• Mitch Flax
• Mitchell Saul Flax