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Thomas B Eckert

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Duluth, GA

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-25
FL RA APPROVED 2004-06-07
  • TX RA
    APPROVED_RES
    Since 2013-01-25
  • FL RA
    APPROVED
    Since 2004-06-07

Branch Locations

2170 Satellite Blvd Retirement & Personal Wealth Solutions, Duluth, GA 30097 • United States

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-29
  • S66 Uniform Combined State Law Examination
    2004-05-29

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
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LIFEWATER WEALTH MANAGEMENT · DULUTH, GA
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