Anthony Edward Gerardot

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 03/2020
  Ameriprise Financial Services, Inc.
  Indianapolis, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Previous Registrations

• 2003-09-08 → 2006-03-15
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Other Businesses

Business Ownership; Gerardot Properties; ; LLC for Dental Office Building; 3909 N. Wheeling Ave.Muncie, IN 47304, ,; ; ; 0 hours per month; / Gerardot Solutions LLC; tax conduit, expense management; tax conduit, expense management; 11691 Kittery Dr, , Fishers, IN, 46037; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Simply Beachin; Owner of LLC; LLC to hold rental property; 11691 Kittery Drive, , Fishers, IN, 46037; Not Investment-Related; 08/20/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Northbound Solutions LLC; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members; 2900 E 96th St Ste A, , Indianapolis, IN, 46240; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Gerardot and Austin Properties; Co-owner; Rental Income from commercial building; 2900 E. 96th St., , Indianapolis, IN, 46240; Investment-Related; 12/30/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; 96th Street Office Complex; Board Member; 2910 E 96th St, , Indianapolis, IN, 46240; Not Investment-Related; 09/07/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-05

Other Names

• Anthony Edward Ruepert