David Joseph Hellinger

Current Employers

Employment History

• 04/2010 → Present
  Lpl Financial, Llc
  Cary, NC
• 03/2024 → Present
  Independent Wealth Advisors
  Cary, NC
• 03/2024 → Present
  Independent Wealth Advisors
  Cary, NC

Previous Registrations

• 2003-09-04 → 2010-04-29
  Ameriprise Financial Services, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC

Other Businesses

(1) 4/13/2011: NON-VARIABLE INSURANCE - SELL OF FIXED INSURANCE PRODUCTS OUTSIDE OF LPL INSURANCE ASSOCIATES. - 5% OF TIME SPENT - CARY, NC. (2) 06/08/2022 - Hellinger Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/24/2022 - 160 Hours Per Month/ 130 Hours During Securities Trading (3) 08/31/2023 - wilmington rental - Real Estate Rental - Investment Related - Wilmington, NC - Start Date 08/01/2023 - 5 Hours Per Month/ 0 HoursDuring Securities Trading (4) 10/31/2024- RENTAL- Real Estate Rental- Cary, NC - Investment Related - Start Date 08/01/2024 - 1 Hour Per Month/ 0 Hours During Trading (5) 10/31/2024- RENTAL PRORERTY CARY- Real Estate Rental- Cary, NC - Investment Related - Start Date 09/01/2024 - 3 Hours Per Month/ 1 Hour During Trading (6) 12/03/2025 - RENTAL PRORERTY wilmington#2 - Real Estate Rental - Investment Related - Wilmington, NC - Start Date 06/01/2025 - 1 hour per month/ during trading (7) 12/03/2025 - Independent Wealth Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/15/2024 - 120 hours per month/ during trading - I provide investment advisory services through Independent Wealth Advisors, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-03

Other Names

• Dave Hellinger