Stephen Anthony Adams

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Braintree, MA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  West Bridgewater, MA

Other Businesses

Business Ownership; RGA Holdings, LLC; Manage an LLC created to hold realestate; LLC to hold real estate; 700 West Center St Unit 10, , West Bridgewater, MA, 02379; Not Investment-Related; 11/19/2020; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-09