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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-12-19
MA RA APPROVED 2024-11-15
  • CT RA
    APPROVED
    Since 2024-12-19
  • MA RA
    APPROVED
    Since 2024-11-15

Branch Locations

448 Turnpike Street Suite I-G-A, South Easton, MA 02375 • United States

Orange, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. South Easton MA 11/1980 11/2024
Prudential Insurance Company Of America South Easton MA 11/1980 Present
Lpl Enterprise, Llc South Easton MA 11/2024 Present
Previous Registrations
  • 2021-12-23 → 2024-11-20
    Needham, MA
    Needham, MA
    Wakefield, MA
    Needham, MA
    South Easton, MA
    Orange, CT
Other Businesses

1) 12/04/2024 - Clarity Wealth Advisors - Investment advisory and financial planning services - DBA for LPL Business (entity for LPL business) - Inv Related - At South Easton, MA - Start Date 01/01/2025 - 160hrs/mth - 160hrs/mth During Trading 2)09/12/2024- Glenn A. Levine Insurance & Financial Services- Non-Variable Insurance- Broker and service group insurance products, (nonvariable)- inv. related- at Orange, CT- start date 01/01/2016- 15hrs/mnth-10hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-22
S63 Uniform Securities Agent State Law Examination 1982-11-02
  • S65 Uniform Investment Adviser Law Examination
    1997-01-22
  • S63 Uniform Securities Agent State Law Examination
    1982-11-02
Designations

View on SEC IAPD

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