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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2016-11-29 |
Branch Locations
2601 10Th Avenue South, Great Falls, MT 59405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 12/2010 | 11/2016 |
| First Interstate Bank | Great Falls | MT | 11/2010 | Present |
| Cetera Investment Advisers Llc | Great Falls | MT | 01/2014 | 11/2016 |
| Lpl Financial Llc | Great Falls | MT | 11/2016 | Present |
1. 11/29/2016 - First Interstate Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/29/2016 - First Interstate Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Investment Specialist - Started 11/24/2010 - 160 Hours Per Month During Securities Trading - Time Spent 50%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-16 |
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