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Matthew Brian Simmons

Charles Schwab & Co., Inc.

Alpharetta, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-03-22
  • GA RA
    APPROVED
    Since 2022-03-22

Branch Locations

2845 Old Milton Pkwy, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc Duluth GA 06/2003 09/2018
Td Ameritrade, Inc. Duluth GA 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. Duluth GA 12/2022 Present
Charles Schwab Bank, Ssb Duluth GA 04/2024 Present
  • 06/2003 → 09/2018
    Scottrade, Inc
    Duluth, GA
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Duluth, GA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Duluth, GA
  • 04/2024 → Present
    Charles Schwab Bank, Ssb
    Duluth, GA
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Duluth, GA
    Alpharetta, GA
  • 2018-02-28 → 2022-10-14
    Td Ameritrade, Inc.
    Duluth, GA
    Alpharetta, GA
  • 2016-07-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-24
S63 Uniform Securities Agent State Law Examination 2005-07-11
  • S66 Uniform Combined State Law Examination
    2016-06-24
  • S63 Uniform Securities Agent State Law Examination
    2005-07-11
Designations
Other Names
  • Matt Simmons

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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