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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
NH RA APPROVED 2009-01-22
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • NH RA
    APPROVED
    Since 2009-01-22

Branch Locations

20 Trafalgar Square, Suite 440, Nashua, NH 03063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2003 06/2020
Equitable Advisors, Llc New York NY 06/2003 Present
Other Businesses

1) POA for Parents' Living Trust. 2) Independent Agent Outside Fixed Insurance Appointments. 3) POA for JTTN Account Parents 4) General POA for Mother Irrevocable Trust.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-23
  • S66 Uniform Combined State Law Examination
    2003-10-23
Other Names
  • Ted Cotton

View on SEC IAPD

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