Stephen Frederick Simmons

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  State Farm Vp Management Corp
  Elkton, MD
• 12/2005 → Present
  Stephen Simmons Insurance Agency
  Elkton, MD
• 11/2018 → 09/2019
  State Farm Investment Management Corp
  Elkton, MD
• 04/2019 → Present
  Stephen Simmons Insurance Agency
  Aberdeen, MD
• 04/2019 → Present
  State Farm Vp Management Corp
  Aberdeen, MD
• 10/2023 → Present
  State Farm Investment Management Corp
  Elkton, MD
• 10/2023 → Present
  State Farm Investment Management Corp
  Aberdeen, MD

Other Businesses

1) sfs enterprises LLC, investment related, 571 Otsegi St. Havre de grace MD 21078, Investment or Commercial Property; I own a residential real estate investment in an LLC since 4/2005. I am the sole owner of the LLC, Owner, 1hr/mo. 0hr/mo. 2) Boys & Girls Club of Harford/Cecil County; non-investment-related; 100 E Bel Air Ave Aberdeen MD 21001; The mission of boys and girls clubs is "To enable all young people, especially those who need us most, to reach their full potential as productive, caring, responsible citizens." It is a volunteer non profit aimed at aiding and supporting underserved youth in our community.; Board Member; 04/09/2021; 2;2 3) Stephen F Simmons Insurance Agency; Investment-related;12 Lewisville Rd Elkton, MD 21921-2101; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;12/01/2004; 80; 80; Service customers and supervise employees 4) Zero Whiskey Three LLC; Investment-related; 3538 Aldino Rd, Churchville, MD 21028; Investment or Commercial Property; owns 15% of land associated with the Hartford County Airport; partner; 12/02/2022; 15% ownership; Sean Pyle 35% owner no relationship; David Dixon 35% owner no relationship; Kevin Hess 15% owner no relationship; 1 hour; No duties passive investment;

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-11-16

Designations

• Chartered Financial Consultant