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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-19
PA RA APPROVED 2016-04-22
MD RA APPROVED 2011-08-12
  • TX RA
    APPROVED_RES
    Since 2025-03-19
  • PA RA
    APPROVED
    Since 2016-04-22
  • MD RA
    APPROVED
    Since 2011-08-12

Branch Locations

130 North Street, Elkton, MD 21921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Wilmington DE 03/2009 Present
Raymond James Financial Services Advisors Inc. Elkton MD 08/2011 Present
Fulton Bank Elkton MD 03/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 130 North St, Elkton, MD, 21921, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/20/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-20
S63 Uniform Securities Agent State Law Examination 1996-03-13
  • S65 Uniform Investment Adviser Law Examination
    1996-03-20
  • S63 Uniform Securities Agent State Law Examination
    1996-03-13

View on SEC IAPD

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