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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-19 |
| PA | RA | APPROVED | 2016-04-22 |
| MD | RA | APPROVED | 2011-08-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Wilmington | DE | 03/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Elkton | MD | 08/2011 | Present |
| Fulton Bank | Elkton | MD | 03/2009 | Present |
(1)Name of Business: Fulton Financial Advisors Address: 130 North St, Elkton, MD, 21921, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/20/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-13 |
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