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Kimberly Faith Sowers

Rbc Capital Markets, LLC

Nashville, TN

Nashville, TN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-08
TN RA APPROVED 2026-04-28
  • TX RA
    APPROVED_RES
    Since 2026-05-08
  • TN RA
    APPROVED
    Since 2026-04-28

Branch Locations

818 18Th Ave South Suite 100, Nashville, TN 37203 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Nashville TN 01/2024 Present
Women In Etfs Austin TX 03/2020 01/2024
Sage Advisory Services Austin TX 10/2014 12/2022
  • 01/2024 → Present
    Rbc Capital Markets, Llc
    Nashville, TN
  • 03/2020 → 01/2024
    Women In Etfs
    Austin, TX
  • 10/2014 → 12/2022
    Sage Advisory Services
    Austin, TX
Previous Registrations
  • 2014-10-13 → 2023-01-06
    Sage Advisory Services Ltd Co
    Austin, TX
  • 2006-09-26 → 2014-09-30
    Independent Portfolio Consultants, Inc.
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-08
  • S66 Uniform Combined State Law Examination
    2026-04-08
Other Names
  • Kimberly Faith Wright

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
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