Joseph A. Gallagher

Current Employers

Employment History

• 05/2014 → Present
  Stonex Securities Inc
  Florence, AL
• 06/2016 → 02/2026
  Stonex Advisors Inc
  Florence, AL

Previous Registrations

• 2016-06-30 → 2026-02-13
  Stonex Advisors Inc.
  Florence, AL
  Birmingham, AL
  Florence, AL
  Florence, AL
• 2014-05-21 → 2016-06-30
  Intl Advisory Consultants Inc.
  Florence, AL
• 2008-01-01 → 2014-05-22
  Wells Fargo Clearing Services, Llc
  Florence, AL
• 2003-08-25 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Florence, AL
  Florence, AL
  St. Louis, MO

Other Businesses

1) RENTAL PROPERTY; INVESTMENT RELATED; RUSSELLVILLE, AL; CO-OWNER; START DATE 2013; 0 HRS PER MONTH. RENTAL PROPERTY; INVESTMENT RELATED; RUSSELLVILLE, AL; CO-OWNER; START DATE 6/2013; 0 HRS PER MONTH. RENTAL PROPERTY; INVESTMENT RELATED; RUSSELLVILLE, AL; CO-OWNER; START DATE 1/2014; 0 HRS PER MONTH. 2) 4G Sales, LLC - PO 547 Russellville, AL 35653 Nature of Business: Any and all lawful business for which a limited liability company may be formed under the Act and engaging in any and all actions or activities necessary or incidental to the foregoing; real estate sales. Investment Related: No Business Position: Member Business Duties: Member. Business Start Date: 01/12/2021 Approximately three hours spent on this OBA monthly with zero during market hours. 3) SG and J Properties LLC - PO Box 547 Russellville AL 35652 Nature of Business: Rental Properties Investment Related: No Business Position: member Business Duties: 50% member with spouse 50% managing member. Business Start Date: 02/08/2017 Approximately ten hours spent on this OBA monthly, with zero during market hours. 4) Eagle Creek Wealth Management, LLC - 210 E Tennessee St, Florence AL 35630 Nature of Business: Member Investment Related: Yes Business Position: Member/Financial Advisor Business Duties: Financial Advisor Business Start Date: 09/30/2022 Approximately 170 hours spent on this OBA monthly, with 160 during market hours. 5) Home Owners Association of Veteran Shores Subdivision - 1045 Veterans Dr Muscle Shoals AL 35661 Nature of Business: Home Owners Association Investment Related: No Business Position: President Business Duties: Assisting in overseeing the neighborhood HOA Business Start Date: 03/22/2024 Approximately two hours spent on this OBA monthly, with zero during market hours 6) Axient Investment Advisors, LLC - 403 Madison St., 2nd Floor Huntsville, AL 35801 Nature of Business: Investment advisory, investment management, consulting, and financial planning services Investment Related: Yes Business Position: Partner Business Duties: Investment advisory, investment management, consulting, and financialplanning services Business Start Date: 04/11/2025 Approximately two hours spent on this OBA monthly and during market hours 7) Axient Financial Services, LLC - 403 Madison Street, 2nd Floor, Huntsville AL 35801 Nature of Business: Shell entity formed for possible follow-on insurance agency. Investment Related: Yes Business Position: Partner Business Duties: Partner/owner - possible future insurance agency Business Start Date: 04/01/2025 Zero hours spent on this OBA monthly 8) J&J Mobile Street Holdings, LLC - 151 N Poplar St., Florence AL 35630 Nature of Business: Real Estate Investment Related: No Business Position: Member Business Duties: 50% LLC owner real estate rental Business Start Date: 06/03/2024 One hour spent on this OBA monthly during market hours

Exams

• S66 Uniform Combined State Law Examination
  2003-08-22

Other Names

• Joseph A. Gallagher