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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-03-12 |
| RI | RA | APPROVED | 2015-03-12 |
Branch Locations
10 Orms Street Suite 410, Providence, RI 02904 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Waltham | MA | 08/2003 | Present |
| Nylife Securities Inc | Waltham | MA | 08/2003 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products.; 525 West Van Buren, Chicago, IL 60607; Start Date 08/2016; Role/Title: Independent Contractor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Knights of Columbus Council 3563; Recording secy for Council 3563 Knights of Columbus. Charitable fundraising / religious fraternal organizations; 1675 Douglas Avenue North Providence Rhode Island 02904; Start Date 01/2021; Role/Title: Officer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; record the minutes for the monthly meeting ]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-18 |
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