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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-03-11
  • FL RA
    APPROVED
    Since 2011-03-11

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alfonso Dominguez Inc Summerfield FL 06/1999 09/2019
Raymond James & Associates, Inc. St. Petersburg FL 03/2011 Present
Previous Registrations
  • 2005-08-23 → 2010-03-02
    Ormond Beach, FL
    Belleview, FL
    Belleview, FL
  • 2003-11-10 → 2005-06-29
    Invest Financial Corporation
    Belleview, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-05
S65 Uniform Investment Adviser Law Examination 2001-08-28
  • S63 Uniform Securities Agent State Law Examination
    2011-05-05
  • S65 Uniform Investment Adviser Law Examination
    2001-08-28
Designations
Other Names
  • Beth Anne Carson
  • Beth Anne Watts

View on SEC IAPD

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