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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2021-03-18 |
| NJ | RA | APPROVED | 2020-11-10 |
Branch Locations
18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2012 | 11/2020 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2012 | 11/2020 |
| Lpl Financial, Llc | Albany | NY | 11/2020 | Present |
1. 01/01/2011 - ROSEMONT FINANCIAL GROUP/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 3%/ ALBANY, NY 2. 01/01/2011 - ROSEMONT FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ ALBANY, NY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-26 |
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