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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-11-05 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Phoenix, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Advisors L.P. | Wheaton | IL | 09/2015 | Present |
| First Trust Portfolios L.P. | Wheaton | IL | 09/2015 | Present |
OTHER BUSINESS NAME: PERSONAL RENTAL PROPERTY. LOCATION: PHOENIX, ARIZONA. NATURE OF BUSINESS: OWNING REAL ESTATE TO MAKE MONEY OFF RENTING IT OUT. POSITION OR TITLE: OWNER. RESPONSIBILITIES: OWN THE PROPERTY. IT IS RUN BY A PROPERTY MANAGER AND WIFE. START DATE: FEB 01, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-28 |
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