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119 N Broadway Street Suite 102, Greenfield, IN 46140 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-03-15 |
Branch Locations
119 N Broadway Street Suite 102, Greenfield, IN 46140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Financial Services | Greenfield | IN | 05/2011 | Present |
Cornerstone Advisory, LLC Same Address as Broker Dealer. Owner, investment related RIA. Duties:Investment Advisor, Supervisory and Compliance. Start 2/8/2018. 20-25hours per month during trading hours. McCordsville Indiana Town Council Member. Non-Investment Related. 6280 W 800N, McCordsville IN 46055. Civic. Council Member. 1/1/2020-Present. 2 hours per month during trading hours. I vote on zoning ordinances, building projects and other functions that impact the town. ZMG Advisory Services LLC. Same Address as Broker Dealer. Investment Related only to the point that the revenues come from Cornerstone Financial and Cornerstone Advisory. This business is an LLC I set up to pass through for tax purposes all individual revenue I earn from Cornerstone Financial Services and Cornerstone Advisory LLC. This business allows me to pay expenses incurred in my role as a Registered Rep and Investment Advisor. Start date 5/1/2011. I spend 1 hour/month during securities hours on this business focused on paying bills.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-19 |
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