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Shawn Michael Scott

W&S Brokerage Services, Inc.

Cincinnati, OH

Touchstone Advisors Inc

Cincinnati, OH

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-10-23
  • OH RA
    APPROVED
    Since 2018-10-23

Branch Locations

303 Broadway 16Th Floor, Cincinnati, OH 45202 • United States

Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-11-26
  • OH RA
    APPROVED
    Since 2014-11-26

Branch Locations

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Touchstone Securities, Inc. Cincinnati OH 07/2013 Present
  • 07/2013 → Present
    Touchstone Securities, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-29
S63 Uniform Securities Agent State Law Examination 2003-09-23
  • S65 Uniform Investment Adviser Law Examination
    2014-12-29
  • S63 Uniform Securities Agent State Law Examination
    2003-09-23
Other Names
  • Shawn Scott

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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