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Samuel Edward Powers

Raymond James & Associates, Inc.

St. Petersburg, FL

Conifer, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-02-20
  • CO RA
    APPROVED
    Since 2020-02-20

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Conifer, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 09/2013 09/2019
Raymond James & Associates Inc Conifer CO 02/2020 Present
Unemployed Conifer CO 10/2019 02/2020
  • 09/2013 → 09/2019
    Fifth Third Securities
    Cincinnati, OH
  • 02/2020 → Present
    Raymond James & Associates Inc
    Conifer, CO
  • 10/2019 → 02/2020
    Unemployed
    Conifer, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-21
S63 Uniform Securities Agent State Law Examination 2003-09-23
  • S66 Uniform Combined State Law Examination
    2014-02-21
  • S63 Uniform Securities Agent State Law Examination
    2003-09-23
Other Names
  • Sam Powers
  • Samuel Edward Powers

View on SEC IAPD

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