Samuel Edward Powers

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 09/2019
  Fifth Third Securities
  Cincinnati, OH
• 02/2020 → Present
  Raymond James & Associates Inc
  Conifer, CO
• 10/2019 → 02/2020
  Unemployed
  Conifer, CO

Previous Registrations

• 2014-02-14 → 2019-09-20
  Fifth Third Securities, Inc.
  Cincinnati, OH
• 2010-10-14 → 2012-11-20
  Morgan Stanley
  Florence, KY
  Columbus, OH

Exams

• S66 Uniform Combined State Law Examination
  2014-02-21
• S63 Uniform Securities Agent State Law Examination
  2003-09-23

Other Names

• Sam Powers
• Samuel Edward Powers