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5968 Bridgetown Road, Cincinnati, OH 45248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cincinnati | OH | 07/2012 | 06/2018 |
| Advantage Investment Management, Llc | Cedar Rapids | IA | 09/2011 | 05/2018 |
| Private Client Services | Cincinnati | OH | 06/2018 | Present |
1) INSURANCE BUSINESS (SALES) 2) IAR OF SOUDERS FINANCIAL ADVISORS (SFA) 5968 BRIDGETOWN ROAD, CINCINNATI, OH. INVESTMENT ADVISOR REPRESENTATIVE OF SFA. IAR. 3) SOUDERS FINANCIAL GROUP. 5968 BRIDGETOWN RD, CINCINNATI, OH. DBA NAME FOR BROKERAGE BASED SECURITIES BUSINESS. SELLING SECURITIES. 32 HOURS/MO; 32 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-09-18 |
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